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D-9.2, r. 7.1 - Regulation respecting the rules of ethics in the securities sector

Section 17
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17. A representative who receives privileged or confidential information from a client, an issuer or a third party shall not pass it on, nor shall he trade using such information.
O.C. 161-2001, s. 17; Erratum, 2001, G.O. 2, 2125.
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